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-Network Working Group K. Zeilenga
-Request for Comments: 3296 OpenLDAP Foundation
-Category: Standards Track July 2002
-
-
- Named Subordinate References in
- Lightweight Directory Access Protocol (LDAP) Directories
-
-Status of this Memo
-
- This document specifies an Internet standards track protocol for the
- Internet community, and requests discussion and suggestions for
- improvements. Please refer to the current edition of the "Internet
- Official Protocol Standards" (STD 1) for the standardization state
- and status of this protocol. Distribution of this memo is unlimited.
-
-Copyright Notice
-
- Copyright (C) The Internet Society (2002). All Rights Reserved.
-
-Abstract
-
- This document details schema and protocol elements for representing
- and managing named subordinate references in Lightweight Directory
- Access Protocol (LDAP) Directories.
-
-Conventions
-
- Schema definitions are provided using LDAPv3 description formats
- [RFC2252]. Definitions provided here are formatted (line wrapped)
- for readability.
-
- The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
- "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" used in
- this document are to be interpreted as described in BCP 14 [RFC2119].
-
-1. Background and Intended Usage
-
- The broadening of interest in LDAP (Lightweight Directory Access
- Protocol) [RFC2251] directories beyond their use as front ends to
- X.500 [X.500] directories has created a need to represent knowledge
- information in a more general way. Knowledge information is
- information about one or more servers maintained in another server,
- used to link servers and services together.
-
- This document details schema and protocol elements for representing
- and manipulating named subordinate references in LDAP directories. A
- referral object is used to hold subordinate reference information in
-
-
-
-Zeilenga Standards Track [Page 1]
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-RFC 3296 Named Subordinate References in LDAP Directories July 2002
-
-
- the directory. These referral objects hold one or more URIs
- [RFC2396] contained in values of the ref attribute type and are used
- to generate protocol referrals and continuations.
-
- A control, ManageDsaIT, is defined to allow manipulation of referral
- and other special objects as normal objects. As the name of control
- implies, it is intended to be analogous to the ManageDsaIT service
- option described in X.511(97) [X.511].
-
- Other forms of knowledge information are not detailed by this
- document. These forms may be described in subsequent documents.
-
- This document details subordinate referral processing requirements
- for servers. This document does not describe protocol syntax and
- semantics. This is detailed in RFC 2251 [RFC2251].
-
- This document does not detail use of subordinate knowledge references
- to support replicated environments nor distributed operations (e.g.,
- chaining of operations from one server to other servers).
-
-2. Schema
-
-2.1. The referral Object Class
-
- A referral object is a directory entry whose structural object class
- is (or is derived from) the referral object class.
-
- ( 2.16.840.1.113730.3.2.6
- NAME 'referral'
- DESC 'named subordinate reference object'
- STRUCTURAL
- MUST ref )
-
- The referral object class is a structural object class used to
- represent a subordinate reference in the directory. The referral
- object class SHOULD be used in conjunction with the extensibleObject
- object class to support the naming attributes used in the entry's
- Distinguished Name (DN) [RFC2253].
-
- Referral objects are normally instantiated at DSEs immediately
- subordinate to object entries within a naming context held by the
- DSA. Referral objects are analogous to X.500 subordinate knowledge
- (subr) DSEs [X.501].
-
-
-
-
-
-
-
-
-Zeilenga Standards Track [Page 2]
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-RFC 3296 Named Subordinate References in LDAP Directories July 2002
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-
- In the presence of a ManageDsaIT control, referral objects are
- treated as normal entries as described in section 3. Note that the
- ref attribute is operational and will only be returned in a search
- entry response when requested.
-
- In the absence of a ManageDsaIT control, the content of referral
- objects are used to construct referrals and search references as
- described in Section 4 and, as such, the referral entries are not
- themselves visible to clients.
-
-2.2 The ref Attribute Type
-
- ( 2.16.840.1.113730.3.1.34
- NAME 'ref'
- DESC 'named reference - a labeledURI'
- EQUALITY caseExactMatch
- SYNTAX 1.3.6.1.4.1.1466.115.121.1.15
- USAGE distributedOperation )
-
- The ref attribute type has directoryString syntax and is case
- sensitive. The ref attribute is multi-valued. Values placed in the
- attribute MUST conform to the specification given for the labeledURI
- attribute [RFC2079]. The labeledURI specification defines a format
- that is a URI, optionally followed by whitespace and a label. This
- document does not make use of the label portion of the syntax.
- Future documents MAY enable new functionality by imposing additional
- structure on the label portion of the syntax as it appears in the ref
- attribute.
-
- If the URI contained in a ref attribute value refers to a LDAP
- [RFC2251] server, it MUST be in the form of a LDAP URL [RFC2255].
- The LDAP URL SHOULD NOT contain an explicit scope specifier, filter,
- attribute description list, or any extensions. The LDAP URL SHOULD
- contain a non-empty DN. The handling of LDAP URLs with absent or
- empty DN parts or with explicit scope specifier is not defined by
- this specification.
-
- Other URI schemes MAY be used so long as all operations returning
- referrals based upon the value could be performed. This document
- does not detail use of non-LDAP URIs. This is left to future
- specifications.
-
- The referential integrity of the URI SHOULD NOT be validated by the
- server holding or returning the URI (whether as a value of the
- attribute or as part of a referral result or search reference
- response).
-
-
-
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-Zeilenga Standards Track [Page 3]
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-
- When returning a referral result or search continuation, the server
- MUST NOT return the separator or label portions of the attribute
- values as part of the reference. When the attribute contains
- multiple values, the URI part of each value is used to construct the
- referral result or search continuation.
-
- The ref attribute values SHOULD NOT be used as a relative name-
- component of an entry's DN [RFC2253].
-
- This document uses the ref attribute in conjunction with the referral
- object class to represent subordinate references. The ref attribute
- may be used for other purposes as defined by other documents.
-
-3. The ManageDsaIT Control
-
- The client may provide the ManageDsaIT control with an operation to
- indicate that the operation is intended to manage objects within the
- DSA (server) Information Tree. The control causes Directory-specific
- entries (DSEs), regardless of type, to be treated as normal entries
- allowing clients to interrogate and update these entries using LDAP
- operations.
-
- A client MAY specify the following control when issuing an add,
- compare, delete, modify, modifyDN, search request or an extended
- operation for which the control is defined.
-
- The control type is 2.16.840.1.113730.3.4.2. The control criticality
- may be TRUE or, if FALSE, absent. The control value is absent.
-
- When the control is present in the request, the server SHALL NOT
- generate a referral or continuation reference based upon information
- held in referral objects and instead SHALL treat the referral object
- as a normal entry. The server, however, is still free to return
- referrals for other reasons. When not present, referral objects
- SHALL be handled as described above.
-
- The control MAY cause other objects to be treated as normal entries
- as defined by subsequent documents.
-
-4. Named Subordinate References
-
- A named subordinate reference is constructed by instantiating a
- referral object in the referencing server with ref attribute values
- which point to the corresponding subtree maintained in the referenced
- server. In general, the name of the referral object is the same as
- the referenced object and this referenced object is a context prefix
- [X.501].
-
-
-
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-Zeilenga Standards Track [Page 4]
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-
- That is, if server A holds "DC=example,DC=net" and server B holds
- "DC=sub,DC=example,DC=net", server A may contain a referral object
- named "DC=sub,DC=example,DC=net" which contains a ref attribute with
- value of "ldap://B/DC=sub,DC=example,DC=net".
-
- dn: DC=sub,DC=example,DC=net
- dc: sub
- ref: ldap://B/DC=sub,DC=example,DC=net
- objectClass: referral
- objectClass: extensibleObject
-
- Typically the DN of the referral object and the DN of the object in
- the referenced server are the same.
-
- If the ref attribute has multiple values, all the DNs contained
- within the LDAP URLs SHOULD be equivalent. Administrators SHOULD
- avoid configuring naming loops using referrals.
-
- Named references MUST be treated as normal entries if the request
- includes the ManageDsaIT control as described in section 3.
-
-5. Scenarios
-
- The following sections contain specifications of how referral objects
- should be used in different scenarios followed by examples that
- illustrate that usage. The scenarios described here consist of
- referral object handling when finding target of a non-search
- operation, when finding the base of a search operation, and when
- generating search references. Lastly, other operation processing
- considerations are presented.
-
- It is to be noted that, in this document, a search operation is
- conceptually divided into two distinct, sequential phases: (1)
- finding the base object where the search is to begin, and (2)
- performing the search itself. The first phase is similar to, but not
- the same as, finding the target of a non-search operation.
-
- It should also be noted that the ref attribute may have multiple
- values and, where these sections refer to a single ref attribute
- value, multiple ref attribute values may be substituted and SHOULD be
- processed and returned (in any order) as a group in a referral or
- search reference in the same way as described for a single ref
- attribute value.
-
- Search references returned for a given request may be returned in any
- order.
-
-
-
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-Zeilenga Standards Track [Page 5]
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-5.1. Example Configuration
-
- For example, suppose the contacted server (hosta) holds the entry
- "O=MNN,C=WW" and the entry "CN=Manager,O=MNN,C=WW" and the following
- referral objects:
-
- dn: OU=People,O=MNN,C=WW
- ou: People
- ref: ldap://hostb/OU=People,O=MNN,C=US
- ref: ldap://hostc/OU=People,O=MNN,C=US
- objectClass: referral
- objectClass: extensibleObject
-
- dn: OU=Roles,O=MNN,C=WW
- ou: Roles
- ref: ldap://hostd/OU=Roles,O=MNN,C=WW
- objectClass: referral
- objectClass: extensibleObject
-
- The first referral object provides the server with the knowledge that
- subtree "OU=People,O=MNN,C=WW" is held by hostb and hostc (e.g., one
- is the master and the other a shadow). The second referral object
- provides the server with the knowledge that the subtree
- "OU=Roles,O=MNN,C=WW" is held by hostd.
-
- Also, in the context of this document, the "nearest naming context"
- means the deepest context which the object is within. That is, if
- the object is within multiple naming contexts, the nearest naming
- context is the one which is subordinate to all other naming contexts
- the object is within.
-
-5.2. Target Object Considerations
-
- This section details referral handling for add, compare, delete,
- modify, and modify DN operations. If the client requests any of
- these operations, there are four cases that the server must handle
- with respect to the target object.
-
- The DN part MUST be modified such that it refers to the appropriate
- target in the referenced server (as detailed below). Even where the
- DN to be returned is the same as the target DN, the DN part SHOULD
- NOT be trimmed.
-
- In cases where the URI to be returned is a LDAP URL, the server
- SHOULD trim any present scope, filter, or attribute list from the URI
- before returning it. Critical extensions MUST NOT be trimmed or
- modified.
-
-
-
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-Zeilenga Standards Track [Page 6]
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- Case 1: The target object is not held by the server and is not within
- or subordinate to any naming context nor subordinate to any
- referral object held by the server.
-
- The server SHOULD process the request normally as appropriate for
- a non-existent base which is not within any naming context of the
- server (generally return noSuchObject or a referral based upon
- superior knowledge reference information). This document does not
- detail management or processing of superior knowledge reference
- information.
-
- Case 2: The target object is held by the server and is a referral
- object.
-
- The server SHOULD return the URI value contained in the ref
- attribute of the referral object appropriately modified as
- described above.
-
- Example: If the client issues a modify request for the target object
- of "OU=People,O=MNN,c=WW", the server will return:
-
- ModifyResponse (referral) {
- ldap://hostb/OU=People,O=MNN,C=WW
- ldap://hostc/OU=People,O=MNN,C=WW
- }
-
- Case 3: The target object is not held by the server, but the nearest
- naming context contains no referral object which the target object
- is subordinate to.
-
- If the nearest naming context contains no referral object which
- the target is subordinate to, the server SHOULD process the
- request as appropriate for a nonexistent target (generally return
- noSuchObject).
-
- Case 4: The target object is not held by the server, but the nearest
- naming context contains a referral object which the target object
- is subordinate to.
-
- If a client requests an operation for which the target object is
- not held by the server and the nearest naming context contains a
- referral object which the target object is subordinate to, the
- server SHOULD return a referral response constructed from the URI
- portion of the ref value of the referral object.
-
-
-
-
-
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-Zeilenga Standards Track [Page 7]
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-
- Example: If the client issues an add request where the target object
- has a DN of "CN=Manager,OU=Roles,O=MNN,C=WW", the server will
- return:
-
- AddResponse (referral) {
- ldap://hostd/CN=Manager,OU=Roles,O=MNN,C=WW"
- }
-
- Note that the DN part of the LDAP URL is modified such that it
- refers to the appropriate entry in the referenced server.
-
-5.3. Base Object Considerations
-
- This section details referral handling for base object processing
- within search operations. Like target object considerations for
- non-search operations, there are the four cases.
-
- In cases where the URI to be returned is a LDAP URL, the server MUST
- provide an explicit scope specifier from the LDAP URL prior to
- returning it. In addition, the DN part MUST be modified such that it
- refers to the appropriate target in the referenced server (as
- detailed below).
-
- If aliasing dereferencing was necessary in finding the referral
- object, the DN part of the URI MUST be replaced with the base DN as
- modified by the alias dereferencing such that the return URL refers
- to the new target object per [RFC2251, 4.1.11].
-
- Critical extensions MUST NOT be trimmed nor modified.
-
- Case 1: The base object is not held by the server and is not within
- nor subordinate to any naming context held by the server.
-
- The server SHOULD process the request normally as appropriate for
- a non-existent base which not within any naming context of the
- server (generally return a superior referral or noSuchObject).
- This document does not detail management or processing of superior
- knowledge references.
-
- Case 2: The base object is held by the server and is a referral
- object.
-
- The server SHOULD return the URI value contained in the ref
- attribute of the referral object appropriately modified as
- described above.
-
-
-
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- Example: If the client issues a subtree search in which the base
- object is "OU=Roles,O=MNN,C=WW", the server will return
-
- SearchResultDone (referral) {
- ldap://hostd/OU=Roles,O=MNN,C=WW??sub
- }
-
- If the client were to issue a base or oneLevel search instead of
- subtree, the returned LDAP URL would explicitly specify "base" or
- "one", respectively, instead of "sub".
-
- Case 3: The base object is not held by the server, but the nearest
- naming context contains no referral object which the base object
- is subordinate to.
-
- If the nearest naming context contains no referral object which
- the base is subordinate to, the request SHOULD be processed
- normally as appropriate for a nonexistent base (generally return
- noSuchObject).
-
- Case 4: The base object is not held by the server, but the nearest
- naming context contains a referral object which the base object is
- subordinate to.
-
- If a client requests an operation for which the target object is
- not held by the server and the nearest naming context contains a
- referral object which the target object is subordinate to, the
- server SHOULD return a referral response which is constructed from
- the URI portion of the ref value of the referral object.
-
- Example: If the client issues a base search request for
- "CN=Manager,OU=Roles,O=MNN,C=WW", the server will return
-
- SearchResultDone (referral) {
- ldap://hostd/CN=Manager,OU=Roles,O=MNN,C=WW??base"
- }
-
- If the client were to issue a subtree or oneLevel search instead
- of subtree, the returned LDAP URL would explicitly specify "sub"
- or "one", respectively, instead of "base".
-
- Note that the DN part of the LDAP URL is modified such that it
- refers to the appropriate entry in the referenced server.
-
-
-
-
-
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-5.4. Search Continuation Considerations
-
- For search operations, once the base object has been found and
- determined not to be a referral object, the search may progress. Any
- entry matching the filter and scope of the search which is not a
- referral object is returned to the client normally as described in
- [RFC2251].
-
- For each referral object within the requested scope, regardless of
- the search filter, the server SHOULD return a SearchResultReference
- which is constructed from the URI component of values of the ref
- attribute. If the URI component is not a LDAP URL, it should be
- returned as is. If the LDAP URL's DN part is absent or empty, the DN
- part must be modified to contain the DN of the referral object. If
- the URI component is a LDAP URL, the URI SHOULD be modified to add an
- explicit scope specifier.
-
- Subtree Example:
-
- If a client requests a subtree search of "O=MNN,C=WW", then in
- addition to any entries within scope which match the filter, hosta
- will also return two search references as the two referral objects
- are within scope. One possible response might be:
-
- SearchEntry for O=MNN,C=WW
- SearchResultReference {
- ldap://hostb/OU=People,O=MNN,C=WW??sub
- ldap://hostc/OU=People,O=MNN,C=WW??sub
- }
- SearchEntry for CN=Manager,O=MNN,C=WW
- SearchResultReference {
- ldap://hostd/OU=Roles,O=MNN,C=WW??sub
- }
- SearchResultDone (success)
-
- One Level Example:
-
- If a client requests a one level search of "O=MNN,C=WW" then, in
- addition to any entries one level below the "O=MNN,C=WW" entry
- matching the filter, the server will also return two search
- references as the two referral objects are within scope. One
- possible sequence is shown:
-
-
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-Zeilenga Standards Track [Page 10]
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- SearchResultReference {
- ldap://hostb/OU=People,O=MNN,C=WW??base
- ldap://hostc/OU=People,O=MNN,C=WW??base
- }
- SearchEntry for CN=Manager,O=MNN,C=WW
- SearchResultReference {
- ldap://hostd/OU=Roles,O=MNN,C=WW??base
- }
- SearchResultDone (success)
-
- Note: Unlike the examples in Section 4.5.3.1 of RFC 2251, the LDAP
- URLs returned with the SearchResultReference messages contain, as
- required by this specification, an explicit scope specifier.
-
-5.6. Other Considerations
-
- This section details processing considerations for other operations.
-
-5.6.1 Bind
-
- Servers SHOULD NOT return referral result code if the bind name (or
- authentication identity or authorization identity) is (or is
- subordinate to) a referral object but MAY use the knowledge
- information to process the bind request (such as in support a future
- distributed operation specification). Where the server makes no use
- of the knowledge information, the server processes the request
- normally as appropriate for a non-existent authentication or
- authorization identity (e.g., return invalidCredentials).
-
-5.6.2 Modify DN
-
- If the newSuperior is a referral object or is subordinate to a
- referral object, the server SHOULD return affectsMultipleDSAs. If
- the newRDN already exists but is a referral object, the server SHOULD
- return affectsMultipleDSAs instead of entryAlreadyExists.
-
-6. Security Considerations
-
- This document defines mechanisms that can be used to tie LDAP (and
- other) servers together. The information used to tie services
- together should be protected from unauthorized modification. If the
- server topology information is not public information, it should be
- protected from unauthorized disclosure as well.
-
-
-
-
-
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-
-7. Acknowledgments
-
- This document borrows heavily from previous work by IETF LDAPext
- Working Group. In particular, this document is based upon "Named
- Referral in LDAP Directories" (an expired Internet Draft) by
- Christopher Lukas, Tim Howes, Michael Roszkowski, Mark C. Smith, and
- Mark Wahl.
-
-8. Normative References
-
- [RFC2079] Smith, M., "Definition of an X.500 Attribute Type and an
- Object Class to Hold Uniform Resource Identifiers (URIs)",
- RFC 2079, January 1997.
-
- [RFC2119] Bradner, S., "Key Words for use in RFCs to Indicate
- Requirement Levels", BCP 14, RFC 2119, March 1997.
-
- [RFC2251] Wahl, M., Howes, T. and S. Kille, "Lightweight Directory
- Access Protocol (v3)", RFC 2251, December 1997.
-
- [RFC2252] Wahl, M., Coulbeck, A., Howes, T. and S. Kille,
- "Lightweight Directory Access Protocol (v3): Attribute
- Syntax Definitions", RFC 2252, December 1997.
-
- [RFC2253] Wahl, M., Kille, S. and T. Howes, "Lightweight Directory
- Access Protocol (v3): UTF-8 String Representation of
- Distinguished Names", RFC 2253, December 1997.
-
- [RFC2255] Howes, T. and M. Smith, "The LDAP URL Format", RFC 2255,
- December, 1997.
-
- [RFC2396] Berners-Lee, T., Fielding, R. and L. Masinter, "Uniform
- Resource Identifiers (URI): Generic Syntax", RFC 2396,
- August 1998.
-
- [X.501] ITU-T, "The Directory: Models", X.501, 1993.
-
-9. Informative References
-
- [X.500] ITU-T, "The Directory: Overview of Concepts, Models, and
- Services", X.500, 1993.
-
- [X.511] ITU-T, "The Directory: Abstract Service Definition", X.500,
- 1997.
-
-
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-10. Author's Address
-
- Kurt D. Zeilenga
- OpenLDAP Foundation
-
- EMail: Kurt@OpenLDAP.org
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-11. Full Copyright Statement
-
- Copyright (C) The Internet Society (2002). All Rights Reserved.
-
- This document and translations of it may be copied and furnished to
- others, and derivative works that comment on or otherwise explain it
- or assist in its implementation may be prepared, copied, published
- and distributed, in whole or in part, without restriction of any
- kind, provided that the above copyright notice and this paragraph are
- included on all such copies and derivative works. However, this
- document itself may not be modified in any way, such as by removing
- the copyright notice or references to the Internet Society or other
- Internet organizations, except as needed for the purpose of
- developing Internet standards in which case the procedures for
- copyrights defined in the Internet Standards process must be
- followed, or as required to translate it into languages other than
- English.
-
- The limited permissions granted above are perpetual and will not be
- revoked by the Internet Society or its successors or assigns.
-
- This document and the information contained herein is provided on an
- "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
- TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
- BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
- HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
- MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
-
-Acknowledgement
-
- Funding for the RFC Editor function is currently provided by the
- Internet Society.
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